HomeMy WebLinkAboutIV.C - Subreciepient Agreement - City and HEDRASUBRECIPIENT AGREEMENT BETWEEN THE CITY OF HASTINGS AND THE
HASTINGS ECONOMIC DEVELOPMENT AND REDEVELOPMENT AUTHORITY
FOR COLLABORATION OF THE HASTINGS NON-PROFIT RELIEF PROGRAM
The parties to this Agreement are the City of Hastings, a Minnesota municipal corporation
(referred to herein as “City”), and the Hastings Economic Development and Redevelopment
Authority in and for the City of Hastings, a public body corporate and politic under the laws of
the State of Minnesota (hereinafter referred to as "HEDRA"), collectively referred to as “the
Parties”. This Agreement is made pursuant to the authority conferred upon the parties by Minn.
Stat. § 471.59.
RECITALS
WHEREAS, the Coronavirus Aid, Relief, and Economic Security (CARES) Act was signed into
law by President Trump on March 27, 2020; and
WHEREAS, the CARES Act established the Coronavirus Relief Fund (Fund) and appropriated
$150 billion to the Fund; and
WHEREAS, the Fund is to be used to make payments for specific uses to State and certain local
governments; and
WHEREAS, the City received an allocation of approximately $1.7 million of the Fund (the City
of Hastings Allocation) from the State of Minnesota that must meet the eligibility criteria
established by the U.S. Department of Treasury (Exhibit A); and
WHEREAS, Section 601(d) of the Social Security Act, as added by section 5001 of the CARES
Act, requires States, Tribal governments, or units of local governments use the funds received to
cover only those costs that (1) are necessary expenditures incurred due to the public health
emergency with respect to the Coronavirus Disease 2019 (COVID-19); (2) were not accounted
for in the budget most recently approved as of March 27, 2020, for the local government; and (3)
were incurred during the period that begins on March 1, 2020, and ends on December 30, 2020;
and
WHEREAS, the COVID-19 coronavirus pandemic has created emergency and exigent
circumstances for individuals, families and businesses necessitating immediate response and
implementation of programs to provide relief aid to impacted individuals, families, communities
and business; and
WHEREAS, the creation of a small business relief grant program for nonprofit businesses is an
eligible Fund expenditure to reimburse the costs of increased services needed by individuals and
families and business interruption caused by required closures; and
WHEREAS, creation of the Hastings Non-Profit Relief Program (Program) was approved by the
Hastings City Council on September 8, 2020 authorizing the City and HEDRA to implement the
Program on behalf of the City of Hastings, and HEDRA as the City’s economic development
authority, to be funded with up to $50,000 of the City of Hastings Allocation; and
WHEREAS, the City of Hastings Allocation must be expended by November 15, 2020 or
returned to Dakota County.
NOW, THEREFORE, in consideration of the mutual covenants and promises contained in this
Agreement, the City and the HEDRA agree with all of the recitals set forth above, and agree to
the following:
I. Scope of Services to be provided by HEDRA
A. HEDRA agrees to act as the subrecipient for the City in the Hastings Non-Profit Relief
Program (Program), for which the City received funds from the State of Minnesota and allocated
them to the Program. As the subrecipient, HEDRA agrees to oversee the Program and processes.
B. HEDRA agrees to comply with federal procurement provisions to procure and enter into a
contractual agreement with a qualified contractor, United Way of Hastings, a Minnesota
nonprofit corporation (hereinafter referred to as “United Way”), to implement the Program.
C. HEDRA agrees to develop marketing materials and advertise the Program in collaboration
with United Way and the City to reach as many eligible nonprofit businesses as possible to apply
for the Program.
D. HEDRA agrees to oversee the work of United Way on every stage of the Program from
applications development, to selection, review, and award of grants, to audit of grantees.
E. HEDRA agrees to receive the grant agreements and associated documentation from United
Way, review each grant agreement and documentation for eligibility, and then submit to the City
for distribution of funds to individual grantees (nonprofit businesses).
F. HEDRA shall keep detailed records of the Program and provide regular updates to the City.
G. Pursuant to Minn. Stat. §16C.05, subd. 5, HEDRA agrees that the City, the State Auditor, or
any of their duly authorized representatives at any time during normal business hours and as
often as they may reasonably deem necessary, shall have access to and the right to examine,
audit, excerpt, and transcribe any books, documents, papers, records, etc., which are pertinent to
the accounting practices and procedures of HEDRA and involve transactions relating to this
Agreement. HEDRA agrees to maintain these records for a period of six years from the date of
termination of this Agreement and will require the United Way to comply with this requirement.
II. Time of Performance
The services to be provided pursuant to the Agreement shall commence on or after September
21, 2020 and continue until all obligations have been satisfactorily fulfilled. Presently, the City
of Hastings Allocation, including the portion thereof allocated to the Hastings Non-Profit Relief
Program, must be expended by November 15, 2020, or returned to Dakota. The City and
HEDRA acknowledge the COVID-19 coronavirus pandemic has created emergency and exigent
circumstances necessitating expedited response and implementation of programs, including the
Program, to provide relief aid to impacted individuals, families, communities and businesses.
III. Duties of the City
In consideration of the performance of the duties and obligations of HEDRA, the City hereby
authorizes HEDRA to compensate and reimburse United Way for the costs incurred in order to
carry out its duties and obligations pursuant to this Agreement, which total amount shall not
exceed 10% of the funds disbursed to nonprofit businesses under the Hastings Non-Profit Relief
Program, up to a maximum of $5,000.00.
IV. Financial Recordkeeping
HEDRA shall:
A. Maintain records and documentation on reasonable and necessary administrative expenses.
B. Submit a report on no later than November 10, 2020 identifying the amounts of all Program
payment requests eligible for payment from the portion of the City of Hastings Allocation that is
allocated to the Hastings Non-Profit Relief Program.
C. Review all grant agreements and funding requests to each grantee (nonprofit business) to
ensure compliance with program before submitting to the City for payment.
V. General Provisions
A. Compliance with Laws. HEDRA shall abide by all federal, state or local laws, statutes,
ordinances, rules and regulations now in effect or hereunder adopted pertaining to activities
governed by the Agreement.
B. Minnesota Law to Govern. This Agreement shall be governed by and construed in accordance
with the substantive and procedural laws of the State of Minnesota, without giving effect to the
principles of conflict of laws. All proceedings related to this Agreement shall be venued in the
State of Minnesota, County of Dakota.
C. Independent Contractor. HEDRA is an independent contractor and nothing herein shall be
construed to create the relationship of employer and employee between the City and HEDRA or
any employee of HEDRA or United Way. HEDRA shall at all times be free to exercise initiative,
judgment and discretion as to how best to provide the services pursuant to this Agreement.
HEDRA acknowledges and agrees that HEDRA is not entitled to receive any of the benefits
received by City employees and is not eligible for workers or reemployment compensation
benefits.
D. Indemnification. Any and all claims that arise or may arise on behalf of HEDRA, its agents,
servants, or employees as a consequence of any act or omission on the part of HEDRA or its
agents, servants, or employees while engaged in the performance of this Agreement shall in no
way be the obligation or responsibility of the City. HEDRA shall indemnify, hold harmless and
defend the City, its officers and employees against any and all liability, loss, costs, damages,
expenses, claims or actions, including attorneys’ fees which the city, its officers or employees
may hereafter sustain, incur or be required to pay, arising out of or by reason of any negligent or
willful act or omission of HEDRA, its agents, servants, or employee, in the execution,
performance or failure to adequately perform HEDRA’s obligations pursuant to this Agreement.
E. Waiver. Waiver of any default shall not be deemed a waiver of any subsequent default.
Waiver of breach of any provision of this Agreement shall not be construed to be a modification
of the terms of this Agreement unless stated to be such.
F. Modifications. Any alterations, variations, modifications or waivers of the provisions of this
Agreement, and incorporated attachments, shall only be valid when they have been reduced to
writing and signed by authorized representatives of the City and HEDRA.
G. Severability. The provisions of this Agreement shall be deemed severable. If any part of this
Agreement is rendered void, invalid, or unenforceable, such rendering shall not affect the
validity or enforceability of the remainder of this Agreement unless the part or parts which are
void, invalid, or otherwise unenforceable shall substantially impair the value of the entire
Agreement with respect to either party.
H. Merger. This Agreement is the final expression of the agreement of the City and HEDRA and
the complete and exclusive statement of the terms agreed upon and shall not supersede all prior
negotiations, understandings or agreements. There are not representations, warranties,
stipulations, either oral or written, not herein contained.
I. Assignment. HEDRA shall not enter into any subcontract for the performance of the services
contemplated under this Agreement or assign any interest in the Agreement without prior written
consent of the City and subject to such conditions as the City deems necessary. HEDRA shall be
responsible for the performance of its subrecipient agreement with United Ways unless otherwise
agreed in writing.
J. Records and Reports. HEDRA shall maintain all records as prescribed by applicable federal
regulations. HEDRA further agrees to maintain records relating to all services provided by it
pursuant to the Agreement and shall retain all such documentation for a period of six (6) years
from the date services were last provided pursuant to this Agreement or longer if any audit in
progress requires a longer retention period. Such records are subject to the examination,
duplications, transcription and audit by the City, and Legislative or State Auditor, pursuant to
Minn. Stat.§16C.05, subd. 5, and duly authorized officials and officers of the United States
government.
K. Audits. Compliance with Single Audit Act. HEDRA understands that these funds are subject
to the requirements under the Single Audit Act (31 U.S.C. §§ 7501-7507) and the related
provisions of the Uniform Guidance, 2 C.F.R. § 200.303 regarding internal controls, §§ 200.330
through 200.332 regarding subrecipient monitoring and management, and subpart F regarding
audit requirements.
L. Termination. If HEDRA materially fails to comply with any term of this Agreement, the City
may take one or more of the actions identified in 24 CFR §85.43, as appropriate in the
circumstances. The City may terminate this Agreement in whole or in part for convenience, as
provided in 24 CFR §85.44.
M. Rights and Remedies. All remedies available to either the City or HEDRA under the terms of
this Agreement or by law are cumulative and may be exercised concurrently or separately, and
the exercise of any one remedy shall not be deemed an election of such remedy to the exclusion
of other remedies. Waiver of any default shall not be deemed a waiver of any subsequent default.
Waiver or breach of any provision of this Agreement shall not be construed to modify the terms
of this Agreement unless stated to be such in writing and signed by authorized representatives of
the City and HEDRA.
N. Notices. Notification required to be provided pursuant to this Agreement shall be provided to
the following named persons and addresses unless otherwise stated in the Agreement or in an
amendment to this Agreement:
To City: To HEDRA:
City Administrator Executive Director
101 East 4th Street 101 East 4th Street
Hastings, MN 55033 Hastings, MN 55033
O. Liaison. To assist the parties in the day-to-day performance of this Agreement, a liaison shall
be designated by the City and HEDRA. The parties shall keep each other continually informed.
P. Certifications. HEDRA certifies to the best of its knowledge and belief that:
1. No federally appropriated funds have been paid or will be paid by or behalf of HEDRA to any
person or persons for influencing or attempting to influence an officer or employee of any
agency, a member of Congress, an officer or employee of Congress, or an employee of a member
of Congress in connection with the awarding of any federal contract, the making of any federal
grant, the making of any federal loan, the entering into of any cooperative agreement, and the
extension, continuation, renewal, amendment or modification of any federal contract, grant, loan
or cooperative agreements.
2. If any funds other than federally appropriated funds have been paid or will be paid to any
person for influencing or attempting to influence an officer or employee of any agency, a
member of Congress, an officer or employee of Congress, or an employee of a member of
Congress, in connection with this federal contract, grant, loan, or cooperative agreement,
HEDRA shall complete and submit Standard Form-LLL, “Disclosure Form to Report Lobbying”
in accordance with its instructions.
3. HEDRA shall require that the language of this certification be included in the award
documents for all the subawards at all tiers (including United Way subrecipient agreement,
subgrants, and contracts) under grants, loans, and cooperative agreements and that all
subrecipients shall certify and disclose accordingly. This certification is a material representation
of fact upon with reliance was placed when this Agreement was made or entering. Submission of
this certification is a prerequisite for making or entering into this Agreement imposed by 31
U.S.C. §1332. Any person who fails to file the required certification shall be subject to a civil
penalty of not less than $10,000 and not more than $100,000 for each such failure.
Q. Survivability. The right and obligations found in Section I (G) Audits; Section V(D)
Indemnification, Section V(J) Records and Reports; and Section V(K) Audits shall survive
expiration or termination of this agreement.
Dated _____________, 2020. City of Hastings, a Minnesota municipal
corporation
By:________________________________
Mary Fasbender, Mayor
(SEAL) By:________________________________
Julie Flaten, City Clerk
Hastings Economic Development and
Redevelopment Authority in and for
the City of Hastings, a public body
corporate and politic under the laws of the
State of Minnesota
Dated: _______________, 2020
By: ________________________________
Martha Sullivan, President
EXHIBIT A
FUNDING APPROVAL AGREEMETN BETWEEN CITY AND STATE OF MINNESOTA
{Insert City’s Coronavirus Relief Fund Certification Form}